Compliance Consultant at Masthead (Pty) Ltd

Career Vacancy

KEY INFORMATION

POSITION: Compliance Consultant (Category I)

REPORTING TO: Regional Manager

LOCATION: Southern/Eastern Cape – George

BUSINESS UNIT: Compliance/Practice Management

START DATE: 1 October 2023

POSITION SUMMARY

Reporting to the Regional Manager, the Compliance Consultant’s role is to:

• effectively deliver quality compliance and risk management service to our clients at a regional level.
• adhere to the compliance requirements as dictated by the FSCA.
• grow the Masthead Southern/Eastern Cape client base by marketing all Masthead services to non-Masthead clients.
• market all services to the existing Masthead client base
• assist Masthead regionally with virtual compliance, risk management, implementation, and other sales projects.

MINIMUM REQUIREMENTS – QUALIFICATIONS & WORK EXPERIENCE

• A Legal / Accounting/ Financial degree or
• A FSCA (FSB) recognized qualification.
• Registered Category I Compliance Officer with the FSCA (Not Compulsory)
• Minimum 1-year experience in compliance or risk management within the financial services industry

Please note only applicants who meet these requirements will be considered for this position.

COMPLIANCE DUTY AND RESPONSIBILITY

• Outsourced compliance function delivered to financial services clients and other FICA-accountable institutions
• Fulfil compliance function required in terms of FAIS, FICA and other applicable legislation and business requirements
• Establish a culture of compliance and provide a compliance risk framework to clients
• Assist clients to achieve the TCF outcomes
• Perform all functions to the standard and deadlines set by Regional Manager
• Provide clients with high quality, personalised and substantive reports
• Include clients in compliance processes and provide post monitoring feedback
• Maintain records as required by the business
• Display behaviour and attitudes which positively contributes to the well-being and development of the regional team, the company and its clients
• Sourcing and signing up of new clients

COMPETENCIES AND SKILLS

• A good working knowledge of compliance legislation viz FICA and FAIS
• Understanding and knowledge of risk management principles.
• Exceptional verbal and written communication skills
• Work under pressure, independently and as part of a team
• Proficient presentation skills.

The cut-off date for applications is 30 August 2023

Masthead is committed to transformation. Meeting our employment equity goals will be taken into account in our recruitment decisions.

Should you receive no correspondence within two weeks of the closing date of this job advert, please consider your application unsuccessful.

Job Type: Full-time